Associate Director Fixed Income Compliance , Global Market

My client is an investment bank with worldwide presence. They are currently looking for a Fixed Income Compliance Associate Director to join their compliance department.

Responsibilities:

  • Support senior line management and provide Regulatory compliance advice to Foreign exchange and Fixed Income trading business
  • Assist in the development of regulatory compliance policy for relevant business units and ensure all business understand to regulatory requirements and internal policies
  • Work closely with fixed income business to make sure any new products and services are aligned to regulatory requirements
  • Review on new products or activities for compliance implications and maintain good relations with regulators

Requirements:

  • Bachelor's degree or equivalent
  • Minimum 8-10 years of compliance experiences with foreign exchange and fixed income products
  • Strong knowledge on both Hong Kong and international regulations related to fixed income
  • Excellent command in both Chinese and English.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.